Clearinghouse System Set of Improvements #2

Revenues Secondary Market

Equities

REIT ETF

Interest rate and currencies e Commodities

DI1 - Permanence Fee

Interest rate and currencies e Commodities

DI1 - New Fee Schedule Based on Volume

Interest rate and currencies e Commodities

DI1 - New Day Trade Fee Model

IPOC – Credit Transaction Standard Identifier

Universal Lien Account plus SOG System Improvements

Legal Asset Freezing - Integra System

Legal Asset Freezing - Integra System

Equities

Real State Investment Fund And Equity Investment Fund Loan

Equities

Review Equity ETF Round Lots (Cash and Options) and BDRs (Sponsored and Unsponsored)

Fixed income solutions

Fixed Income Post-Trade Solutions

Inclusion Of Receivables Investment Fund Shares (FIDC) On Fundos.Net Platform

Session Level Cancel

Convergence of registration processes - SIC and SINCAD

IMERCADO Reconciliation: OTC Trades Position And Custody

iMercado Transactional: OTC Trades Status

CCP Participant Registration – Sincad Single Entry

Financial Instrument (IF) Change Improvements

MDA And Debentures Improvements

iMercado – Depository Positions File

Rural product note (CPR) 2.0

Registration simplification

Fixed income solutions

Trader – Bond Call

Interest rate and currencies e Commodities

DDI – Tick Size Change

Equities

Securities Lending Electronic Trading Screen

DATAWISE - New Dashboards

InfoHub REST

CALC – Inclusion of new types of Fixed Income Bonds (CRI - agrobusiness)

Risk Services Phase2 - Real Time Position

Derivatives

Automatic exclusion of instruments linked to netting contracts

Derivatives

Generation of Early Settlement Bills for NDF Currencies (Non-CCP)

Derivatives

Extension of the start date for Centrally-Cleared Forward Swaps

Derivatives

Extension of the Asian Average Period for NDF (Non-CCP)

Derivatives

Generation of Registration and Maturity Bills for NDF Currencies (Non-CCP)

Free of Payment Transfer - Phase 2

Registration Simplification – Creation of CCB And CCI Trades without Cash Settlement

CPR 2.0 – Possibility of Registration Change

Equities

Fee Policy for Cash Equity Products: Trading, Post-Trade and Central Depository – Intermediary Model

Investor Logged-in Area (LISTED PRODUCTS)

DCM

Maintenance of Expired Assets - Real Estate Values

Public distribution for LIG and LF

Registration Simplification – Creation of CPR And CDCA Trades without Cash Settlement

Negative Coupon Calculation for CDB, DI and LF

Equities

Acceptance of ETF BDR Shares as Collateral

Equities

Multimarket Equity Investment Fund Listing

UP2DATA - Improvement to the File Disclosure Status Screen

DATAWISE – Holders Dashboard for Listed Companies

DATAWISE – Trader Platform Data Reports

Equities

Policy for Pricing Equity Cash Market Products: Trading, Post-Trade and Central Depository - Large Non-Day Traders Program

CPR Collateral Registration with the Registry Office

Conecta 2.0 Improvements

Clearinghouse System Set of Improvements

Centrally-Cleared Derivatives – InfoHub - Options and Term

Flexibility of COE Parameters Change

Corporate Action Improvements

Daily File Generation with Calculation of COE Results

Integra Judicial Asset Freezing - Prioritization Rules (Listed Products)

Derivatives

Scheduling for T+1 of the early settlement of NDF Currencies (Non-CCP)